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 safety requirement


SAFE-SMART: Safety Analysis and Formal Evaluation using STL Metrics for Autonomous RoboTs

Sakano, Kristy, An, Jianyu, Manocha, Dinesh, Xu, Huan

arXiv.org Artificial Intelligence

We present a novel, regulator-driven approach for post hoc safety evaluation of learning-based, black-box autonomous mobile robots, ensuring ongoing compliance with evolving, human-defined safety rules. In our iterative workflow, human safety requirements are translated by regulators into Signal Temporal Logic (STL) specifications. Rollout traces from the black-box model are externally verified for compliance, yielding quantitative safety metrics, Total Robustness Value (TRV) and Largest Robustness Value (LRV), which measure average and worst-case specification adherence. These metrics inform targeted retraining and iterative improvement by model designers. We apply our method across two different applications: a virtual driving scenario and an autonomous mobile robot navigating a complex environment, and observe statistically significant improvements across both scenarios. In the virtual driving scenario, we see a 177% increase in traces adhering to the simulation speed limit, a 1138% increase in traces minimizing off-road driving, and a 16% increase in traces successfully reaching the goal within the time limit. In the autonomous navigation scenario, there is a 300% increase in traces avoiding sharp turns, a 200% increase in traces reaching the goal within the time limit, and a 49% increase in traces minimizing time spent near obstacles. Finally, we validate our approach on a TurtleBot3 robot in the real world, and demonstrate improved obstacle navigation with safety buffers.



Safe-ROS: An Architecture for Autonomous Robots in Safety-Critical Domains

Benjumea, Diana C., Farrell, Marie, Dennis, Louise A.

arXiv.org Artificial Intelligence

Deploying autonomous robots in safety-critical domains requires architectures that ensure operational effectiveness and safety compliance. In this paper, we contribute the Safe-ROS architecture for developing reliable and verifiable autonomous robots in such domains. It features two distinct subsystems: (1) an intelligent control system that is responsible for normal/routine operations, and (2) a Safety System consisting of Safety Instrumented Functions (SIFs) that provide formally verifiable independent oversight. We demonstrate Safe-ROS on an AgileX Scout Mini robot performing autonomous inspection in a nuclear environment. One safety requirement is selected and instantiated as a SIF. To support verification, we implement the SIF as a cognitive agent, programmed to stop the robot whenever it detects that it is too close to an obstacle. We verify that the agent meets the safety requirement and integrate it into the autonomous inspection. This integration is also verified, and the full deployment is validated in a Gazebo simulation, and lab testing. We evaluate this architecture in the context of the UK nuclear sector, where safety and regulation are crucial aspects of deployment. Success criteria include the development of a formal property from the safety requirement, implementation, and verification of the SIF, and the integration of the SIF into the operational robotic autonomous system. Our results demonstrate that the Safe-ROS architecture can provide safety verifiable oversight while deploying autonomous robots in safety-critical domains, offering a robust framework that can be extended to additional requirements and various applications.


A Comparative Evaluation of Prominent Methods in Autonomous Vehicle Certification

Kırmızıgül, Mustafa Erdem, Doğruyol, Hasan Feyzi, Bayram, Haluk

arXiv.org Artificial Intelligence

The "Vision Zero" policy, introduced by the Swedish Parliament in 1997, aims to eliminate fatalities and serious injuries resulting from traffic accidents. To achieve this goal, the use of self-driving vehicles in traffic is envisioned and a roadmap for the certification of self-driving vehicles is aimed to be determined. However, it is still unclear how the basic safety requirements that autonomous vehicles must meet will be verified and certified, and which methods will be used. This paper focuses on the comparative evaluation of the prominent methods planned to be used in the certification process of autonomous vehicles. It examines the prominent methods used in the certification process, develops a pipeline for the certification process of autonomous vehicles, and determines the stages, actors, and areas where the addressed methods can be applied.


Out-of-Distribution Detection for Safety Assurance of AI and Autonomous Systems

Hodge, Victoria J., Paterson, Colin, Habli, Ibrahim

arXiv.org Artificial Intelligence

The operational capabilities and application domains of AI-enabled autonomous systems have expanded significantly in recent years due to advances in robotics and machine learning (ML). Demonstrating the safety of autonomous systems rigorously is critical for their responsible adoption but it is challenging as it requires robust methodologies that can handle novel and uncertain situations throughout the system lifecycle, including detecting out-of-distribution (OoD) data. Thus, OOD detection is receiving increased attention from the research, development and safety engineering communities. This comprehensive review analyses OOD detection techniques within the context of safety assurance for autonomous systems, in particular in safety-critical domains. We begin by defining the relevant concepts, investigating what causes OOD and exploring the factors which make the safety assurance of autonomous systems and OOD detection challenging. Our review identifies a range of techniques which can be used throughout the ML development lifecycle and we suggest areas within the lifecycle in which they may be used to support safety assurance arguments. We discuss a number of caveats that system and safety engineers must be aware of when integrating OOD detection into system lifecycles. We conclude by outlining the challenges and future work necessary for the safe development and operation of autonomous systems across a range of domains and applications.


A Verification Methodology for Safety Assurance of Robotic Autonomous Systems

Adam, Mustafa, Anisi, David A., Ribeiro, Pedro

arXiv.org Artificial Intelligence

Autonomous robots deployed in shared human environments, such as agricultural settings, require rigorous safety assurance to meet both functional reliability and regulatory compliance. These systems must operate in dynamic, unstructured environments, interact safely with humans, and respond effectively to a wide range of potential hazards. This paper presents a verification workflow for the safety assurance of an autonomous agricultural robot, covering the entire development life-cycle, from concept study and design to runtime verification. The outlined methodology begins with a systematic hazard analysis and risk assessment to identify potential risks and derive corresponding safety requirements. A formal model of the safety controller is then developed to capture its behaviour and verify that the controller satisfies the specified safety properties with respect to these requirements. The proposed approach is demonstrated on a field robot operating in an agricultural setting. The results show that the methodology can be effectively used to verify safety-critical properties and facilitate the early identification of design issues, contributing to the development of safer robots and autonomous systems.


SENTINEL: A Multi-Level Formal Framework for Safety Evaluation of LLM-based Embodied Agents

Zhan, Simon Sinong, Liu, Yao, Wang, Philip, Wang, Zinan, Wang, Qineng, Ruan, Zhian, Shi, Xiangyu, Cao, Xinyu, Yang, Frank, Wang, Kangrui, Shao, Huajie, Li, Manling, Zhu, Qi

arXiv.org Artificial Intelligence

We present Sentinel, the first framework for formally evaluating the physical safety of Large Language Model(LLM-based) embodied agents across the semantic, plan, and trajectory levels. Unlike prior methods that rely on heuristic rules or subjective LLM judgments, Sentinel grounds practical safety requirements in formal temporal logic (TL) semantics that can precisely specify state invariants, temporal dependencies, and timing constraints. It then employs a multi-level verification pipeline where (i) at the semantic level, intuitive natural language safety requirements are formalized into TL formulas and the LLM agent's understanding of these requirements is probed for alignment with the TL formulas; (ii) at the plan level, high-level action plans and subgoals generated by the LLM agent are verified against the TL formulas to detect unsafe plans before execution; and (iii) at the trajectory level, multiple execution trajectories are merged into a computation tree and efficiently verified against physically-detailed TL specifications for a final safety check. We apply Sentinel in VirtualHome and ALFRED, and formally evaluate multiple LLM-based embodied agents against diverse safety requirements. Our experiments show that by grounding physical safety in temporal logic and applying verification methods across multiple levels, Sentinel provides a rigorous foundation for systematically evaluating LLM-based embodied agents in physical environments, exposing safety violations overlooked by previous methods and offering insights into their failure modes.


AI Safety Assurance in Electric Vehicles: A Case Study on AI-Driven SOC Estimation

Skoglund, Martin, Warg, Fredrik, Mirzai, Aria, Thorsen, Anders, Lundgren, Karl, Folkesson, Peter, Havers-zulka, Bastian

arXiv.org Artificial Intelligence

Integrating Artificial Intelligence (AI) technology in electric vehicles (EV) introduces unique challenges for safety assurance, particularly within the framework of ISO 26262, which governs functional safety in the automotive domain. Traditional assessment methodologies are not geared toward evaluating AI-based functions and require evolving standards and practices. This paper explores how an independent assessment of an AI component in an EV can be achieved when combining ISO 26262 with the recently released ISO/PAS 8800, whose scope is AI safety for road vehicles. The AI-driven State of Charge (SOC) battery estimation exemplifies the process. Key features relevant to the independent assessment of this extended evaluation approach are identified. As part of the evaluation, robustness testing of the AI component is conducted using fault injection experiments, wherein perturbed sensor inputs are systematically introduced to assess the component's resilience to input variance.


Robustness Requirement Coverage using a Situation Coverage Approach for Vision-based AI Systems

Shahbeigi, Sepeedeh, Proma, Nawshin Mannan, Hodge, Victoria, Hawkins, Richard, Li, Boda, Donzella, Valentina

arXiv.org Artificial Intelligence

AI-based robots and vehicles are expected to operate safely in complex and dynamic environments, even in the presence of component degradation. In such systems, perception relies on sensors such as cameras to capture environmental data, which is then processed by AI models to support decision-making. However, degradation in sensor performance directly impacts input data quality and can impair AI inference. Specifying safety requirements for all possible sensor degradation scenarios leads to unmanageable complexity and inevitable gaps. In this position paper, we present a novel framework that integrates camera noise factor identification with situation coverage analysis to systematically elicit robustness-related safety requirements for AI-based perception systems. We focus specifically on camera degradation in the automotive domain. Building on an existing framework for identifying degradation modes, we propose involving domain, sensor, and safety experts, and incorporating Operational Design Domain specifications to extend the degradation model by incorporating noise factors relevant to AI performance. Situation coverage analysis is then applied to identify representative operational contexts. This work marks an initial step toward integrating noise factor analysis and situational coverage to support principled formulation and completeness assessment of robustness requirements for camera-based AI perception.


Probabilistic Safety Verification for an Autonomous Ground Vehicle: A Situation Coverage Grid Approach

Proma, Nawshin Mannan, Vázquez, Gricel, Shahbeigi, Sepeedeh, Badyal, Arjun, Hodge, Victoria

arXiv.org Artificial Intelligence

As industrial autonomous ground vehicles are increasingly deployed in safety-critical environments, ensuring their safe operation under diverse conditions is paramount. This paper presents a novel approach for their safety verification based on systematic situation extraction, probabilistic modelling and verification. We build upon the concept of a situation coverage grid, which exhaustively enumerates environmental configurations relevant to the vehicle's operation. This grid is augmented with quantitative probabilistic data collected from situation-based system testing, capturing probabilistic transitions between situations. We then generate a probabilistic model that encodes the dynamics of both normal and unsafe system behaviour. Safety properties extracted from hazard analysis and formalised in temporal logic are verified through probabilistic model checking against this model. The results demonstrate that our approach effectively identifies high-risk situations, provides quantitative safety guarantees, and supports compliance with regulatory standards, thereby contributing to the robust deployment of autonomous systems.